Time: 2 p.m. ET | 11 a.m. PT
Webcast Sponsored by:
The race to undertake AI instruments like Microsoft Copilot and ChatGPT is on, reshaping how monetary professionals work, talk and serve shoppers. However with new platforms rising and fixed updates to current instruments, the panorama is evolving quick. On the similar time, companies face an pressing problem: understanding what information is being shared, saved and uncovered, and what meaning for compliance and supervision.
In a extremely regulated business, shifting quick with out the best guardrails can result in reputational injury, regulatory scrutiny or worse. This webcast will exhibit how main monetary providers companies efficiently stability innovation with governance, deploying next-gen AI instruments with out compromising oversight.
By attending this webcast, you’ll learn to: • Confidently scale AI throughout your enterprise whereas assembly SEC and FINRA expectations • Monitor and supervise AI-generated communications throughout dynamic platforms • Automate insurance policies and controls to maintain tempo with evolving AI use circumstances
Whether or not you are simply starting to discover AI or already testing Copilot internally, you’ll go away with actionable insights to strengthen insurance policies, enhance supervision and implement compliance options with confidence.
Featured Audio system:
Tiffany Magri | Senior Regulatory Advisor | Smarsh
As a Regulatory Advisor at Smarsh, Tiffany Magri displays, evaluates and consults on the monetary providers regulatory panorama. Tiffany has 15 years of expertise facilitating compliance with legal guidelines and laws, insurance policies, and danger administration. Previous to becoming a member of Smarsh, Tiffany was a Senior Affiliate at Profit Road Companions and a Compliance Officer at Broadstone and Manning & Napier Advisors.
Kasey Schaefer | Senior Supervisor of Regulatory Compliance | IQ-EQ
Kasey Schaefer is a Senior Supervisor for IQ-EQ within the regulatory and compliance division. Kasey joined IQ-EQ in 2022 as a senior affiliate and was promoted to Supervisor in 2024. Previous to becoming a member of IQ-EQ, Kasey labored at a boutique compliance consulting agency and labored in-house for a dually registered wealth advisor because the director of operations. Kasey has over seven and a half years of economic providers expertise and over 5 and a half years of economic compliance expertise starting from in home compliance work to consumer engagements within the non-public fairness, hedge fund, wealth advisor, and dealer vendor house. Kasey obtained her Bachelor of Enterprise Administration from the College of Texas San Antonio.
Kevin Davenport | Senior Affiliate, Regulatory Compliance | IQ-EQ
Kevin Davenport is a Senior Affiliate for IQ-EQ within the regulatory and compliance division. Kevin joined IQ-EQ in late 2023 as an affiliate and was promoted to Senior Affiliate in the summertime of 2024. Earlier than IQ-EQ, Kevin labored in client privateness litigation, which included information privateness litigation. Kevin has a number of years of expertise working with and assessing information privateness legal guidelines and laws and is now approaching two years of expertise specializing in SEC compliance with a variety of consumer engagements. Kevin obtained his Bachelor of Political Science from Western Illinois College, and his Juris Physician from Southern Illinois College. Kevin is a licensed legal professional within the State of Illinois.
Cannot attend? Register right here for an on-demand recording after the webcast.
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