“After every such coaching, Shiny attested that he had reviewed all insurance policies and procedures, together with these associated to disclosure of out of doors enterprise actions, and understood that failing to make full and correct disclosures would lead to disciplinary motion. Shiny closed his bourbon tasting enterprise on the finish of 2022,” the doc stated.
Shiny was registered as a dealer and advisor with Edward Jones from 2014 to 2023, and has been registered with LPL since final yr, in line with his FINRA BrokerCheck web page.
He was discharged from Edward Jones final yr, in line with BrokerCheck, which cited issues that he “was not forthcoming with info throughout an inner evaluate referring to his father being designated as a springing energy of legal professional for a shopper.”
